LEGAL
DISCLAIMER
IN THE PURVIEW OF SECTION 17(B) OF THE SECURITIES ACT OF 1933 AND IN THE INTEREST OF FULL DISCLOSURE, WE CALL THE READER'S ATTENTION TO THE FACT THAT RB MILESTONE GROUP LLC ("RBMG") IS A CORPORATE COMMUNICATIONS FIRM THAT SPECIALIZES IN INVESTOR RELATIONS ADVISORY. RBMG IS HEADQUARTERED IN THE USA AND IS HIRED BY CLIENT COMPANIES GLOBALLY TO CARRY OUT SERVICES. SERVICES INCLUDE: CORPORATE COMMUNICATIONS ADVISORY, CORPORATE STRATEGY FORMATION, NON-DEAL ROADSHOW ADVISORY, BUSINESS DEVELOPMENT ADVISORY, MARKET INTELLIGENCE ADVISORY, DIGITAL MARKETING ADVISORY AND RESEARCH. THESE SERVICES CAN BE DESIGNED TO HELP SMALL AND VENTURE-STAGE COMPANIES COMMUNICATE THEIR CORPORATE CHARACTERISTICS TO APPLICABLE INVESTMENT AND MEDIA COMMUNITIES.
Any reports, research, company profiles and other client materials, publications or presentations, including web content (known herein as "Materials") are not intended to be used as the basis for investment decisions and should not be construed as advice intended to meet the particular investment needs of any investor. The information contained in Materials is not a representation or warranty and is not an offer or solicitation of an offer to buy or sell any security. To the fullest extent of the law, RBMG, its staff, specialists, advisors, principals and partners will not be liable to any person or entity for the quality, accuracy, completeness, reliability or timeliness of any information provided, or for any direct, indirect, consequential, incidental, special or punitive damages that may arise out of the use of information provided to any person or entity (including but not limited to lost profits, loss of opportunities, trading losses and damages that may result from any inaccuracy or incompleteness of such information). Third party research reports that are not created by RBMG are not endorsed by RBMG or its affiliates and any information, opinions or recommendations contained therein are solely those of the authors. Investors are expected to take full responsibility for any and all of their investment decisions based on their own independent research and evaluation of their own investment goals, risk tolerance, and financial condition. Investors are further cautioned that small-cap and microcap stocks have additional risks that may result in trading at a discount to their peers. Liquidity risk, caused by small trading floats and very low trading volume can lead to large spreads and high volatility in stock price. Small-cap and microcap stocks may also have significant company-specific risks that contribute to lower valuations. Investors need to be aware of the higher probability of financial default and higher degree of financial distress inherent in the small-cap and microcap segments of the market. The information, opinions, data, quantitative and qualitative statements contained in Materials have been obtained from sources believed to be reliable, but have not been independently verified and are not guaranteed as to accuracy, nor does it purport to be a complete analysis of every material fact regarding RBMG client companies, industries, or securities. The information or opinions are solely for informational purposes and are only valid as of the date the content was created and are subject to change without notice. Statements that are not historical facts are "forward-looking statements" that involve risks and uncertainties. "Forward looking statements" as defined under Section 27A of the Securities Act of 1933, Section 21B of the Securities Exchange Act of 1934 and the Private Securities Litigation Act of 1995 include words such as "opportunities," "trends," "potential," "estimates," "may," "will," "could," "should," "anticipates," "expects" or comparable terminology or by discussions of strategy. These forward looking statements are subject to a number of known and unknown risks and uncertainties outside of RBMG’s control that could cause actual operations or results to differ materially from those anticipated. Factors that could affect performance include, but are not limited to those factors that are discussed in each profiled company's most recent reports or company filings or registration statements filed with the SEC or other actual government regulatory agency. Investors should consider these factors in evaluating the forward looking statements contained in Materials and not place undue reliance upon such statements. Investors are encouraged to read investment information available on RBMG client websites and the SEC at http://www.sec.gov and/or FINRA at http://www.finra.org and/or other actual government regulatory agency. RBMG is not a registered investment advisor or broker-dealer. Any reports or other proprietary documents or information belonging to RBMG are not to be copied, transmitted, displayed, distributed (for compensation or otherwise), or altered in any way without RBMG's prior written consent. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of RBMG client companies at any time. Additional information about a subject client or RBMG is available upon request.
DISCLOSURES
Please see below for a list of our 17(b) disclosures in accordance with the SEC rule:
COMSTOCK INC. (NYSE: LODE) (“COMSTOCK”)
In addendum to the Legal Disclaimer contained on this website, over time RBMG has received cash fees equal to one hundred forty seven thousand one hundred USD from Comstock in exchange for RBMG consulting services that occurred between April 3, 2023 and April 2, 2024. In addition, over time RBMG will receive a total cash fee equal to one hundred forty seven thousand one hundred USD from Comstock that will be paid over four quarterly payments between April 3, 2024 and April 2, 2025 in exchange for RBMG consulting services that will occur and occurred during the same period of time. In this case, consulting services consist of corporate communications advisory, non-deal roadshow advisory, market intelligence advisory and business development advisory. These services include RBMG helping Comstock communicate its corporate characteristics to applicable investment and media communities. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of Comstock at its sole discretion and this can happen at any time.
FUELPOSITIVE CORPORATION (TSXV: NHHH) (“FuelPositive”)
In addendum to the Legal Disclaimer contained on this website, over time RBMG has received cash fees equal to five hundred nineteen thousand twenty four USD from FuelPositive in exchange for RBMG consulting services that will occur and occurred between February 9, 2021 and February 8, 2025. In this case, consulting services consist of corporate communications advisory, non-deal roadshow advisory, market intelligence advisory, digital marketing advisory and business development advisory. These services include RBMG helping FuelPositive communicate its corporate characteristics to applicable investment and media communities. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of FuelPositive at any time. In the past, RBMG’s principal (“Principal”), through a separate investment fund that was controlled by Principal (“Fund”), collectively purchased 9,647,923 common shares plus 5,847,923 warrants to purchase 5,847,923 common shares of FuelPositive from FuelPositive. The common shares and warrants came with four-month trade restrictions. However, 2,676,923 common shares and 2,676,923 warrants were purchased as part of a LIFE offering and as such did not have a restrictive hold time. Currently, Principal does not own any common shares of FuelPositive directly or indirectly but Principal does own warrants of FuelPositive through Fund. Principal will directly or indirectly buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of FuelPositive at its sole discretion and this can happen at any time.
LIBERTY DEFENSE HOLDINGS LTD. (OTCQB: LDDFF ; TSXV: SCAN ; FSE: LD2A) (“LIBERTY”)
In addendum to the Legal Disclaimer contained on this website, over time RBMG has received cash fees equal to one hundred six thousand USD from Liberty in exchange for RBMG consulting services that will occur and occurred between October 1, 2023 and September 30, 2024. In this case, consulting services consist of corporate communications advisory, non-deal roadshow advisory, market intelligence advisory and business development advisory. These services include RBMG helping Liberty communicate its corporate characteristics to applicable investment and media communities. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of Liberty at its sole discretion and this can happen at any time. In the past, RBMG’s principal (“Principal”), through a separate investment fund that was controlled by Principal (“Fund”), purchased 674,135 common shares plus 674,135 warrants to purchase 674,135 common shares of Liberty from Liberty. These common shares and warrants were purchased as part of a LIFE offering and as such did not have any restrictive hold time. Currently, Principal does not own any shares of Liberty directly or indirectly but Principal does own warrants of Liberty through Fund. Principal will directly or indirectly buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of Liberty at its sole discretion and this can happen at any time.
NEOMETALS LTD (ASX:NMT ; AIM: NMT) (“NEOMETALS”)
In addendum to the Legal Disclaimer contained on this website, over time RBMG will receive a total cash fee equal to sixty thousand five hundred USD from Neometals that will be paid over two quarterly payments between March 28, 2024 and October 27, 2024 in exchange for RBMG consulting services that will occur and occurred during the same period of time. In this case, consulting services consist of corporate communications advisory, non-deal roadshow advisory, market intelligence advisory and business development advisory. These services include RBMG helping Neometals communicate its corporate characteristics to applicable investment and media communities. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of Neometals at its sole discretion and this can happen at any time.
NORTHSTAR GAMING HOLDINGS INC. (TSXV: BET) (“NORTHSTAR”)
In addendum to the Legal Disclaimer contained on this website, RBMG has received a cash fee equal to one hundred six thousand USD from NorthStar in exchange for RBMG consulting services that will occur and occurred between November 1, 2023 and October 31, 2024. In addition, over time RBMG will receive another total cash fee equal to one hundred six thousand USD from NorthStar that will be paid over twelve equal monthly payments between November 1, 2024 and October 31, 2025 in exchange for RBMG consulting services that will occur and occurred during the same period of time. In this case, consulting services consist of corporate communications advisory, non-deal roadshow advisory, market intelligence advisory and business development advisory. These services include RBMG helping NorthStar communicate its corporate characteristics to applicable investment and media communities. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of NorthStar at its sole discretion and this can happen at any time. In the past, RBMG’s principal (“Principal”), through a separate investment fund that was controlled by Principal (“Fund”), purchased 385,000 common shares plus 385,000 warrants to purchase 385,000 common shares of NorthStar from NorthStar. The common shares and warrants came with four-month trade restrictions. Principal also purchased a C$67,375 convertible note (“Note”) from NorthStar that converted into an additional 336,875 common shares of NorthStar at a price equal to C$0.20/share. These common shares also came with four-month trade restrictions. Currently, Principal does not own any Note or common shares of NorthStar directly or indirectly but Principal does own warrants of NorthStar through Fund. Principal will directly or indirectly buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of NorthStar at its sole discretion and this can happen at any time.
OCEANSIX FUTURE PATHS LTD. (OTCQB: AKMYF ; TSXV: OSIX ; FSE: 5FC0) (“OCEANSIX”)
In addendum to the Legal Disclaimer contained on this website, over time RBMG will receive a total cash fee equal to ninety seven thousand five hundred USD from Oceansix that will be paid over four quarterly payments between March 11, 2024 and March 10, 2025 in exchange for RBMG consulting services that will occur and occurred during the same period of time. In this case, consulting services consist of corporate communications advisory, non-deal roadshow advisory, market intelligence advisory and business development advisory. These services include RBMG helping Oceansix communicate its corporate characteristics to applicable investment and media communities. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of Oceansix at its sole discretion and this can happen at any time.
REGENX TECH CORP. (OTCQB: RGXTF ; CSE: RGX ; FSE:YRS) (“REGENX”)
In addendum to the Legal Disclaimer contained on this website, over time RBMG has received cash fees equal to twenty five thousand USD from Regenx in exchange for RBMG consulting services that will occur and occurred between March 12, 2024 and June 11, 2024. In addition, over time RBMG will receive total cash fees equal to one hundred one thousand five hundred USD from Regenx that will be paid over four quarterly payments between June 10, 2024 and June 9, 2025 in exchange for RBMG consulting services that will occur and occurred during the same period of time. In this case, consulting services consist of corporate communications advisory, non-deal roadshow advisory, market intelligence advisory, digital marketing advisory and business development advisory. These services include RBMG helping Regenx communicate its corporate characteristics to applicable investment and media communities. In addition, RBMG and/or its respective affiliates, contractors, principals or employees may buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of Regenx at any time. In the past, RBMG’s principal (“Principal”), through a separate investment fund that was controlled by Principal (“Fund”), purchased a C$33,750 convertible note from Regenx that can convert into common shares of Regenx at a price equal to C$0.05/share (“Note”). This can happen at Principal’s election in accordance with the terms of the Note agreement. The Note also came with 471,405 warrants to purchase 471,405 common shares of Regenx from Regenx. The Note and its corresponding common shares and warrants came with four-month trade restrictions. Most recently, Regenx redeemed the full principal amount, plus accrued interest, of Note to Fund in cash and no conversion into common shares occurred. Currently, Principal does not own any Note or Note common shares of Regenx directly or indirectly but Principal does own Note warrants of Regenx through Fund. Principal will directly or indirectly buy, sell, hold or exercise shares, options, rights, or warrants to purchase shares of Regenx at its sole discretion and this can happen at any time.
RBMG WEBSITE CONTENT
The data provided on this website (including links to non-RBMG websites) is for information purposes only, and is believed to be reliable. However, RBMG does not warrant its completeness, timeliness, or accuracy, nor does RBMG assume any liability therefore. Nothing on this website should be construed as a solicitation or offer or recommendation by RBMG to acquire or dispose of any security or financial instrument or to engage in any other transaction. The information and materials contained on this website are subject to change at any time without notice and any products and services provided may differ among geographic locations.
LINKS TO OTHER WEBSITES
Links to non-RBMG websites are provided solely as pointers to information on topics that may be useful to users of the RBMG website, and RBMG has no control over the content on such non-RBMG websites. If you choose to link to a website that is not controlled by RBMG, RBMG makes no warranties, either express or implied, concerning the content of such site, including the accuracy, completeness, reliability, or suitability thereof for any particular purpose, nor does RBMG warrant that such site or content is free from any claims of copyright, trademark, or other infringement of the rights of third parties or that such site or content is devoid of viruses or other contamination. RBMG does not guarantee the authenticity of documents on the Internet. Links to non-RBMG sites do not imply any endorsement of or responsibility for the opinions, ideas, products, information, or services offered at such sites, or any representation regarding the content at such sites.
COPYRIGHT NOTICE
The works of authorship contained in this website, including but not limited to all design, text, sound recordings, and images, are owned, except as otherwise expressly stated, by RBMG or its affiliated companies. Except as otherwise expressly stated herein, they may not be copied, transmitted, displayed, performed, distributed (for compensation or otherwise), licensed, altered, framed, stored for subsequent use, or otherwise used in whole or in part in any manner without RBMG's prior written consent, except to the extent permitted by the US Copyright Act of 1976 and then only with notices of RBMG's proprietary rights; provided however, that you may download information and print out hard copy for your personal use, as long as you do not remove any copyright or other notice as may be contained in information as downloaded.
TRADEMARK NOTICE
Featured words or symbols used to identify the source of goods and services may be the trademarks of their respective owners.